Brandel Financial Services

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© Copyright 2002 Brandel Financial Services. All rights reserved.

     
Steve Brandel is a registered Representative with and offering securities through Transamerica Financial Advisors, Inc. (TFA) member FINRA / SIPC. Non-securities products and services are not offered through TFA. TFA and Brandel Financial Services are not affiliated. CA insurance license # 0748413
     

Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.
This information is intended for use by residents of CA and CO only. Securities related services may not be provided to individuals residing in any state not listed above.

CA Residents

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment advisor, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment advisor, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment advisor, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion